New license applications must be submitted online with ALECS

Existing Licensee

New location applications must be submitted online with ALECS

Changes to license- Make changes online with  ALECS

Transfer a license through ALECS (The 3 steps must be followed in order) 

Only if instructed to do so by OCCC staff should you mail Amendment or Change to License.

Principal Party Required Forms

Personal Affidavit

Personal Employment History

Personal Questionnaire

Individual License Forms

Application and License Fees

Application for New License or Transfer of License

Application Questionnaire

Assignment of Statutory (Registered) Agent

Bank Confirmation

Business Operations Plan

Disclosure of Principal Parties

Exemption Form: Five or Less

Exemption: Second Degree of Consanguinity or Affinity

3 Financial Forms:

Financial Statement
Financial Statement: Schedules 1 - 3
Financial Statement: Schedules 4 - 6


New Application Checklist

Personal Affidavit

Personal Employment History

Personal Financial Statement

Personal Questionnaire

Statement of Records/Record Keeping

Statement of Experience

Transfer of License Checklist

For documents presented as PDF-fillable forms, Acrobat Reader is required to view, download, and complete. You must save all forms to your computer before entering data.