Applications

Effective September 1, 2015, all applications for a new license or registration must be submitted through the online system "ALECS" (Application, Licensing, Examination, Compliance System). Any paper application received that is postmarked September 1, 2015 or later will be returned to the applicant with instructions for re-filing.

Apply online: ALECS
New Application Checklist

Only transfer applications may be submitted via mail.

Kit: Transfer of License
Transfer of License Checklist

Changes- Current Licensed Location

Make changes online with ALECS

To mail in changes, use Amendment or Change to License for:

Address
Name (DBA)
Activate
Inactivate

Principal Party Required Forms

Personal Affidavit

Personal Employment History

Personal Questionnaire

Individual License Forms

Amendment or Change to License
(To be used for address changes, activation/inactivation of licenses, name changes, etc)

Application and License Fees

Application for New License or Transfer of License

Application Questionnaire

Assignment of Statutory (Registered) Agent

Business Operations Plan

Disclosure of Principal Parties

Financial Statement- Personal

Financial Statement: Schedules 1 - 3

Financial Statement: Schedules 4 - 6

New Application Checklist

Personal Affidavit

Personal Employment History

Personal Financial Statement

Personal Questionnaire

Statement of Experience

Statement of Records/Record keeping

Transfer of License Checklist

Application Kits and Individual Forms are provided below for download.  For documents presented as PDF-fillable forms, Acrobat Reader is required to view, download, and complete. You must save all forms to your computer before entering data.